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Free BIC Training - What to Expect at Your LLR Audit

February 25, 2025 3:30 PM - 4:30 PM (EST)

Description

Prepare for your next LLR audit with confidence in "What to Expect at Your LLR Audit". This course is designed to guide Brokers-in-Charge through the audit process, covering key compliance requirements, common pitfalls, and best practices for maintaining accurate records. Gain practical insights to ensure your firm is audit-ready and stays in good standing with regulatory standards.

Instructor: Jennifer Nicely

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Contact Information

Name: Laura Spangler
Phone: (864) 672-3210
Email: laura.spangler@ggar.com
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